LESSON 3
Epidemiologic STUDY DESIGNS
Types
of Epidemiologic Research
Experimental (implies randomization)
Clinical
trials
Community
intervention trials
Observational
Descriptive
Analytic
Randomization
Randomization - groups under study will be similar
on measured and unmeasured variables
Causation
· Strength of the association
· Dose-response effect
· Lack of Temporal Ambiguity
· Consistency of Findings
· Biological Plausibility
· Coherence of Evidence
· Specificity of the
Association
· Experimentation
· Analogy
Different
ways to describe study designs (other than experimental vs. observational):
· Directionality
· Timing
Directionality
Deals
with timing of investigation of exposure and outcome
· Exposure known prior to
disease Forward directionality
·
Exposure determined AFTER disease Backward directionality
·
Exposure and Disease determined simultaneously Nondirectional
Timing
Relates
to whether the study is initiated before or after the outcome.
Retrospective the disease/outcome has already occurred when the
study begins
Prospective the disease/outcome occurs sometime after
the initiation of the study
Could
be a mixture or retrospective and prospective (Mixed timing)
We now go into the specific of the major study design:
Clinical trial
Cohort
Case-control
Cross-sectional
Others
Clinical
Trials
Experimental
design
Assess
therapeutic effects/health benefits
Key
features:
Randomization
Blinding
Ethical concerns
Intention to treat analysis
(analyze-as-randomized, effectiveness) vs. Treatment-received analysis
(efficacy)
Cohort
Studies
Observational;
Can be prospective or retrospective
Prospective
Retrospective
Which
do you think usually provides more accurate information, prospective or
retrospective?
Ways
in which a cohort study might be designed:
1. Sample population, divide
into exposed and nonexposed
2. Identify an exposed
population find an external, nonexposed group for comparison
Advantages of cohort studies:
Of observational studies, tends to be
least prone to bias
Can address several diseases in same
study
With retrospective, can be relatively
low cost, quick
Can be used with rare exposures
Disadvantages of cohort studies
Loss to follow-up a potential problem
Usually larger sample size than
case-control
Prospective can be expensive &
time-consuming
Prospective inefficient with rare
diseases, diseases of
long latency
Case-Control
Studies
Identify
cases, then sample those without disease (controls)
Ideally
should be from a clearly defined source population
Controls
should also be from the same source population
Can
be retrospective, prospective, or mixed
Case-Control
Studies -
continued
Advantages:
Relative to cohort, quicker
Usually smaller sample size
Better with rare diseases than cohort
Better with diseases of long latency
periods
Can evaluate multiple exposures
Disadvantages
Only one outcome can be studied (in
contrast to cohort)
Does not allow direct assessment of risk
More susceptible to certain biases
Not efficient for studying rare
exposures
Use
of incident vs. prevalent cases in case-control studies
Incident cases preferred
With prevalent cases, exposure-disease relationship
may be affected by prognostic indicators of duration of disease.
Choosing
controls in a Case-Control Study
Controls
should be from same source population as cases.
Population-based vs.
hospital/clinic-based
Hospital
vs. Population-based Case-control studies
Hospital
Advantages (relative to population-based)
· Controls easily accessible
· Less expensive, less time
consuming
Hospital
Disadvantages (relative to population-based)
· Controls less representative
of source population
· Controls are ill; possibly
ill due to exposure of interest
Examples
· Reye syndrome relation
with aspirin
· Creutzfeldt-Jakob Disease
relation with animal products
Cross-Sectional
Studies
Most
frequently used study design.
Provides
a snapshot of a population
Observational
design
Variables
measured at a single point in time
Examples:
· NHANES National Health and
Nutrition Examination Surveys
· BRFSS Behavioral Risk
Factor Surveillance Survey
· EPI Expanded Program on
Immunization Surveys
· MICS UNICEF Multiple
Indicator Cluster Survey
The
target population could be the general population, individuals belonging to an
organization (Medical Society), patients at a hospital (patient satisfaction
survey), etc., etc., etc.
Advantages:
· Tends to be an inexpensive
study design
· Can assess several exposures
and diseases simultaneously
· Can generate hypotheses
Disadvantages
· Cannot establish whether
exposure preceded disease
· In general, deals with
prevalent disease (potential for survivor bias)
· Need large sample sizes for
rare conditions
Example
of a Cross-Sectional Study Peripheral Vascular Disease in Scotland
Hybrid
Designs
2
types described both are variants of
population-based case-control study: Case-Cohort and Nested Case-Control
Case-Cohort
Study
Start
with a cohort study; identify those with disease (cases) at a latter point in
time, select subsample from nondiseased as controls using exposure information
collected at the start of the study.
Example:
gastric cancer and H. pylori infection
· Cohort of 9,775 men in
Taiwan with blood samples at baseline.
· During study, 29 developed
gastric cancer
· Selected 220 controls from
those with no gastric cancer
· Compared frequency of H.
pylori infections at baseline.
Nested
Case-Control Study
Variation
of Case-Cohort. Identify cases as they
occur, select control(s) for each case.
Also called density-type case control study.
Example
of nested case-control: Cohort study of 5000 telephone employees
Incomplete
Designs
Ecologic
Studies
Also
called ecologic correlations/studies; comparison based on summary or aggregate
data from groups (not individuals).
Subject to ecologic fallacy.
Proportional
Studies
Deals
only with the proportion of deaths due to a cause.
3,520
deaths among nuclear power plant workers
Do
not know size of population at risk