LESSON   3

Epidemiologic STUDY DESIGNS

Types of Epidemiologic Research

 

Experimental (implies randomization)

                Clinical trials

                Community intervention trials

Observational

                Descriptive

                Analytic

 

Randomization

Randomization - groups under study will be similar on measured and unmeasured variables

 

Causation


·       Strength of the association

·       Dose-response effect

·       Lack of Temporal Ambiguity

·       Consistency of Findings

·       Biological Plausibility

·       Coherence of Evidence

·       Specificity of the Association

·       Experimentation

·       Analogy


 

Different ways to describe study designs (other than experimental vs. observational):

·       Directionality

·       Timing

 

Directionality

 

Deals with timing of investigation of exposure and outcome

·       Exposure known prior to disease – Forward directionality    

·         Exposure determined AFTER disease – Backward directionality     

·         Exposure and Disease determined simultaneously – Nondirectional

 

Timing

 

Relates to whether the study is initiated before or after the outcome.

Retrospective – the disease/outcome has already occurred when the study begins

 

 

Prospective – the disease/outcome occurs sometime after the initiation of the study

 

 

Could be a mixture or retrospective and prospective (Mixed timing)
We now go into the specific of the major study design:

          Clinical trial

        Cohort

        Case-control

        Cross-sectional

        Others

 

Clinical Trials

 

Experimental design

Assess therapeutic effects/health benefits

 

Key features:

        Randomization     

        Blinding

        Ethical concerns

        Intention to treat analysis (analyze-as-randomized, effectiveness) vs. Treatment-received analysis (efficacy)

 

 


Cohort Studies

 

Observational; Can be prospective or retrospective

        Prospective

 

Retrospective

 

Which do you think usually provides more accurate information, prospective or retrospective?

 

Ways in which a cohort study might be designed:

1.      Sample population, divide into exposed and nonexposed

2.      Identify an exposed population – find an external, nonexposed group for comparison

 

 

 


Advantages of cohort studies:

        Of observational studies, tends to be least prone to bias

        Can address several diseases in same study

        With retrospective, can be relatively low cost, quick

        Can be used with rare exposures

 

Disadvantages of cohort studies

        Loss to follow-up a potential problem

        Usually larger sample size than case-control

        Prospective – can be expensive & time-consuming

        Prospective – inefficient with rare diseases, diseases of

long latency

 

Case-Control Studies

 

Identify cases, then sample those without disease (controls)

 

 

Ideally should be from a clearly defined source population

Controls should also be from the same source population

 

Can be retrospective, prospective, or mixed

 


Case-Control Studies - continued

Advantages:

        Relative to cohort, quicker

        Usually smaller sample size

        Better with rare diseases than cohort

        Better with diseases of long latency periods

        Can evaluate multiple exposures

 

Disadvantages

        Only one outcome can be studied (in contrast to cohort)

        Does not allow direct assessment of risk

        More susceptible to certain biases

        Not efficient for studying rare exposures

 

Use of incident vs. prevalent cases in case-control studies

Incident cases preferred

With prevalent cases, exposure-disease relationship may be affected by prognostic indicators of duration of disease.

 

Choosing controls in a Case-Control Study

 

Controls should be from same source population as cases.

 

        Population-based vs. hospital/clinic-based

 

Hospital vs. Population-based Case-control studies

 

Hospital Advantages (relative to population-based)

·       Controls easily accessible

·       Less expensive, less time consuming

 

Hospital Disadvantages (relative to population-based)

·       Controls less representative of source population

·       Controls are ill; possibly ill due to exposure of interest

 


Examples

·       Reye syndrome – relation with aspirin

·       Creutzfeldt-Jakob Disease – relation with animal products

 

Cross-Sectional Studies

 

Most frequently used study design.

Provides a snapshot of a population

Observational design

Variables measured at a single point in time

 

Examples:

·       NHANES – National Health and Nutrition Examination Surveys

·       BRFSS – Behavioral Risk Factor Surveillance Survey

·       EPI – Expanded Program on Immunization Surveys

·       MICS – UNICEF Multiple Indicator Cluster Survey

 

The target population could be the general population, individuals belonging to an organization (Medical Society), patients at a hospital (patient satisfaction survey), etc., etc., etc.

 

Advantages:

·       Tends to be an inexpensive study design

·       Can assess several exposures and diseases simultaneously

·       Can generate hypotheses

 

Disadvantages

·       Cannot establish whether exposure preceded disease

·       In general, deals with prevalent disease (potential for survivor bias)

·       Need large sample sizes for rare conditions

 

Example of a Cross-Sectional Study – Peripheral Vascular Disease in Scotland

 

 


Hybrid Designs

 

2 types described – both are variants of  population-based case-control study: Case-Cohort and Nested Case-Control

 

Case-Cohort Study

 

Start with a cohort study; identify those with disease (“cases”) at a latter point in time, select subsample from nondiseased as controls using exposure information collected at the start of the study.

 

Example: gastric cancer and H. pylori infection

 

·       Cohort of 9,775 men in Taiwan with blood samples at baseline.

·       During study, 29 developed gastric cancer

·       Selected 220 controls from those with no gastric cancer

·       Compared frequency of H. pylori infections at baseline.

 

 


Nested Case-Control Study

 

Variation of Case-Cohort.   Identify cases as they occur, select control(s) for each case.  Also called density-type case control study. 

 

Example of nested case-control: Cohort study of 5000 telephone employees

 

 

Incomplete Designs

 

Ecologic Studies

 

Also called ecologic correlations/studies; comparison based on summary or aggregate data from groups (not individuals).  Subject to ecologic fallacy.

 

 

 

Proportional Studies

 

Deals only with the proportion of deaths due to a cause.

 

3,520 deaths among nuclear power plant workers

Do not know size of population at risk